Program Description
This five-half-day virtual program was designed to help securities supervisors and regulators from the European emerging markets and developing economies (EMDEs) to better understand risk-based supervision (RBS), improving their effectiveness. It covers key topics such as leadership, operational resilience, environmental, social and, governance (ESG) issues with a focus on climate disclosures, and effective communication with stakeholders – which is crucial for RBS implementation. Participants are expected to develop and present action plans for RBS implementation, drawing on their jurisdiction’s specific needs and challenges.
REGISTRATION
This program is open for registration to IOSCO members.
VIRTUAL NETWORKING SESSION
An icebreaker and networking session will be held before the program. This session aims to facilitate peer interaction and prepare participants for the program's collaborative learning environment. It will emphasize leadership skills, action planning, and effective stakeholder communication, crucial for driving continuous improvement in regulatory practices.
REQUIRED PRE-READING
Participants are expected to complete pre-reading materials in advance of the program.
Who Should Attend
This program is designed for mid- to senior-level officials responsible for overseeing securities markets. A minimum of three years’ experience in securities supervision, policy analysis, or market development is recommended.
Participants should be proficient in English.
- RBS developments in the European securities sector
- Concepts, principles, and approaches for effective RBS implementation
- Intersection of RBS, financial inclusion, proportionality, and UN- SDGs
- Climate-related risks in RBS
- RBS on-site inspections
- Identifying significant activities
- Risk management and independent oversight functions performance assessment
- The importance of early intervention
