Toronto Centre provides high quality capacity building programs and guidance for financial supervisors and regulators, primarily in developing nations, to advance financial stability and inclusion. Since inception, Toronto Centre has trained over 30,000 officials from 190 jurisdictions.

Risk-based Supervision Program for Securities Regulators from European Emerging Markets and Developing Economies

Designed in partnership with the International Organization of Securities Commissions (IOSCO)

Not open for registration. Contact Us for more info.
Online, Zoom
Oct 14th - Oct 18th, 2024
12:00PM - 04:45PM

(Timezone: CEST)

Central European Summer Time UTC + 2

Richa Goyal

Program Director

It's too late to register for this event.

Program Description

This five-half-day virtual program was designed to help securities supervisors and regulators from the European emerging markets and developing economies (EMDEs) to better understand risk-based supervision (RBS), improving their effectiveness. It covers key topics such as leadership, operational resilience, environmental, social and, governance (ESG) issues with a focus on climate disclosures, and effective communication with stakeholders – which is crucial for RBS implementation. Participants are expected to develop and present action plans for RBS implementation, drawing on their jurisdiction’s specific needs and challenges.

Program Agenda

Download document

The program agenda will be available shortly.

REGISTRATION

This program is open for registration to IOSCO members.

VIRTUAL NETWORKING SESSION

An icebreaker and networking session will be held before the program. This session aims to facilitate peer interaction and prepare participants for the program's collaborative learning environment. It will emphasize leadership skills, action planning, and effective stakeholder communication, crucial for driving continuous improvement in regulatory practices.

REQUIRED PRE-READING

Participants are expected to complete pre-reading materials in advance of the program.

Who Should Attend

This program is designed for mid- to senior-level officials responsible for overseeing securities markets. A minimum of three years’ experience in securities supervision, policy analysis, or market development is recommended.

Participants should be proficient in English.

Topics Covered
  • RBS developments in the European securities sector 
  • Concepts, principles, and approaches for effective RBS implementation
  • Intersection of RBS, financial inclusion, proportionality, and UN- SDGs 
  • Climate-related risks in RBS
  • RBS on-site inspections
  • Identifying significant activities
  • Risk management and independent oversight functions performance assessment 
  • The importance of early intervention
Partners

IOSCO

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